Your new company
You will be joining a leading global wealth management organisation, supporting front-line teams through strong risk and control practices.
Your new role
What you'll need to succeed
What you'll get in return
What you need to do now
If you're interested in this role, click Apply Now" to submit an up-to-date copy of your CV.
If this role isn't quite right for you, but you know someone who would be a good fit, feel free to refer them.
You will be joining a leading global wealth management organisation, supporting front-line teams through strong risk and control practices.
Your new role
- Review cases that do not meet investment suitability disclosure requirements in line with an established control review methodology.
- Assess front-office client communications, including emails, call reports, and call recordings where required.
- Identify cases that require escalation and discuss findings with Front Line teams.
- Work within time-sensitive deadlines while maintaining accuracy and attention to detail.
What you'll need to succeed
- 1-2 years' experience in risk, controls, compliance, audit, investigations, or related functions within private banking / wealth management.
- Good knowledge of investment products (FX, derivatives, bonds, structured products, equities) and familiarity with MAS and HKMA requirements on investment suitability are preferred.
- Has a good understanding of Investment Suitability.
- Strong communication skills with the ability to interact confidently with Front Line teams
- Fluency in Cantonese and English; Mandarin is required for regional communication and call reviews.
What you'll get in return
- Opportunity to gain exposure within a reputable international bank.
- Hands-on experience in risk and compliance functions.
- Collaborative and professional working environment.
- Potential to extend or convert based on performance.
What you need to do now
If you're interested in this role, click Apply Now" to submit an up-to-date copy of your CV.
If this role isn't quite right for you, but you know someone who would be a good fit, feel free to refer them.
Job ID 1287706
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Hays Hong Kong Limited ("Hays Hong Kong") is the one of the leading specialist recruitment companies in Hong Kong in recruiting qualified, professiona...
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