Discover your dream Career
For Recruiters

Deputy CEO

DAOKOU Securities Hong Kong
Posted 1 day ago Permanent Competitive

Deputy CEO

DAOKOU Securities Hong Kong

Core Responsibilities

  1. Formulate the strategic development plan and annual operating plan for the brokerage business
  2. Lead and coordinate the SFC Type 2 license application process
  3. Provide technical support for cross-border spot-futures business development of large-scale corporates
  4. Design the business architecture, product matrix, and tiered client service system
  5. Track industry trends, competitor developments, and regulatory changes, and adjust business strategies in a timely manner
  6. Ensure the brokerage business complies with SFC and Mainland China regulatory requirements
  7. Establish internal risk control systems, including KYC, AML, suitability management, and anti-money laundering

Requirements

  1. Bachelor's degree or above (preferably in Finance, Economics, Management, Law, or related disciplines)
  2. 8+ years of working experience in futures brokerage
  3. Familiarity with foreign trade and cross-border hedging processes of export enterprises
  4. In-depth knowledge of domestic and international commodity futures markets and cross-border arbitrage rules
  5. Professional competence: full-stack understanding of Hong Kong, A-share, and U.S. equity brokerage operations

核心职责

  1. 制定经纪业务年战略规划与年度经营计划
  2. 负责统筹SFC-Type2·牌照申请工作
  3. 为众多大型实体企业跨境期现业务发展提供技术支持
  4. 设计业务架构、产品矩阵、客户分层服务体系
  5. 追踪行业趋势、竞品动态、监管变化,及时调整业务策略-
  6. 确保经纪业务符合-SFC-及内地监管要求
  7. 建立内部风控体系(KYC/AML/适当性管理/反洗钱)

任职要求

  1. 本科及以上学历(金融/经济/管理/法律等相关专业优先)
  2. 8·年以上期货经纪业务的从业经验
  3. 熟悉外贸,出口企业跨境套保业务流程
  4. 熟悉商品期货国内,国际市场跨境套利规则
  5. 业务能力:熟悉港股/A股/美股经纪业务全链条
More Jobs From DAOKOU Securities
DAOKOU Securities
US Stock Settlement Manager
DAOKOU Securities
Hong Kong
3 months ago Full time Competitive

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This
Unicorn Advisor (HK) Limited
Compliance VP
Unicorn Advisor (HK) Limited
Hong Kong
Unicorn Advisor (HK) Limited
Chief Legal & Compliance Officer
Unicorn Advisor (HK) Limited
Hong Kong