The Regulatory Compliance AVP plays a key role in overseeing compliance standards within the organisation's financial services or brokerage operations. This position supports the company's commitment to regulatory adherence in a dynamic, fast-paced environment.

About the company
[Limited data provided — review with hiring manager before publishing].

Role Overview
The AVP reports to senior compliance leadership, contributing to the development and implementation of compliance policies. The role involves monitoring adherence to regulatory requirements and managing risk within the organisation’s operations. Success in this position is defined by maintaining regulatory compliance and supporting business integrity.

Key Skills & Experience

• Manage regulatory compliance within the financial services or brokerage sector.


• Ensure adherence to relevant standards and reporting requirements.


• Collaborate with internal teams to promote compliance culture.


• Conduct audits and reviews to identify compliance gaps.

Nice to Have
[Limited data provided — review with hiring manager before publishing].

Key Responsibilities

• Develop and oversee compliance policies aligned with industry regulations.


• Monitor operational activities to ensure regulatory adherence.


• Liaise with regulatory authorities as necessary.


• Prepare compliance reports for senior management.

Requirements

• Right to work in the Asia region.


• Experience in the financial securities or brokerage sector.


• Ability to operate on-site.


• Available for a 2-week assignment starting 14/08/2026.

If you have the relevant skills and experience, please apply with an updated CV.