Description du poste

Type de métier

Types de métiers Crédit Agricole S.A. - Conformité / Sécurité financière

Types de métier complémentaires

Types de métiers Crédit Agricole S.A. - Gestion d'Actifs

Intitulé du poste

CDI - Compliance Officer (Business Compliance) H/F

Type de contrat

CDI

Poste avec management

Non

Cadre / Non Cadre

Non cadre

Missions

The Compliance Officer assists the Head of Business Compliance in his missions of ensuring compliance of CACEIS with regulatory requirements.

Its main missions are as follows:

• Provide opinions on new products, requests from the Business, key projects and regulatory issues;
• Perform impact assessments on CACEIS business in the context of the regulatory watch, ensure the MIFID II requirements are complied with, identify potential compliance risks and improve controls as per the control plan;
• Focus on transaction reporting matters, MIFID II rules relating to investment services, crypto-assets;
• Respond to requests from internal and external auditors and requests from regulators;
• Follow up on the recommendations from the internal audit and the CSSF;
• Contribute to reporting to the Management.

Compléments

3 good reasons to join us:

• Diversified and intellectually stimulating tasks
• Global view of the Bank's activities and close relations with Senior Management as well as with the head office in France
• Contribute to a good customer experience by offering pragmatic solutions while complying with regulations

Localisation du poste

Zone géographique

Europe, Luxembourg

Ville

Luxembourg

Critères candidat

Niveau d'études minimum

Bac + 5 / M2 et plus

Formation / Spécialisation

Advanced degree in finance or banking/finance law

Niveau d'expérience minimum

6 - 10 ans

Expérience

• Strong and proven experience focusing only on regulatory compliance (MIFID, EMIR, MICAR, ...)
• Strong knowledge of the fund industry / banking system

Our priority is a profile specialized in regulations

Compétences recherchées

• Master the regulations impacting the scope of Compliance
• Very good knowledge of the MIFID II regulations with a focus on investment services, the EMIR/MIFIR legislation, MICAR and their practical implementation
• Autonomy in the organization and execution of the work entrusted to them
• Ability to take a position and make quick decisions
• Ability to dialogue, analyze, strength of conviction, and synthesis, rigor and sense of organization
• Sense of initiative and constructive approach to the issues dealt with. Eager to learn and deep dive in new topics
• Your analytical skills and synthesis allow you to provide opinions of a complex nature
• Proven drafting skills in English
• You have demonstrated your ability to assess risks in order to focus on the most significant risk areas
• You have the necessary discretion to handle confidential data
• Your communication skills, your rigor, reliability and sense of responsibility are recognized

Outils informatiques

• Word
• Advanced Excel
• PPT
• Mastery of transactional control tools

Langues

English. Fluency in French would be an asset.