Our client who is an AI-driven online brokerage headquartered in Singapore, is seeking an experienced Compliance Manager to oversee regulatory compliance, financial crime prevention, and second-line compliance oversight. Reporting to the Head of Compliance, you will work closely with business stakeholders to ensure compliance with MAS regulations, exchange requirements, and internal policies.
Key Responsibilities
- Monitor regulatory developments and provide compliance advisory.
- Maintain compliance policies, regulatory reporting, and governance frameworks.
- Oversee AML/CFT, sanctions, transaction monitoring, and STR reporting.
- Conduct trade surveillance, compliance monitoring, and incident management.
- Support licensing, audits, regulatory engagements, and compliance projects.
Requirements
- 5+ years of compliance experience in financial services, preferably within securities or derivatives brokerage.
- Strong knowledge of MAS regulations, AML/CFT requirements, and SGX/exchange rules.
- Excellent communication, analytical, and stakeholder management skills.
- Detail-oriented, proactive, and able to thrive in a fast-paced environment.
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912
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