Compliance Associate (9 month FTC)
Mayford James London, United KingdomCompliance Associate (9 month FTC)
Opportunity exists for an experienced Compliance Professional to join this leading Investment Manager.
You will likely have at least 3-5 years relevant Compliance experience with strong attention to detail, excellent communication skills and the ability to work under pressure. Prior Investment Management experience would be beneficial.
This role will be responsible for:
- Offering regulatory support and guidance across the group in relation to Marketing Materials and Distribution arrangements
- Assess and review all client communications and materials in line with FCA and local requirements
- Up to date and accurate records of reviews and approvals
- Working with the team to implement process and efficiency improvements.
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