***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
- Assisting with the review and approval of financial promotions
- Ensuring adherence to the AML/Fraud/ABC/KYC requirements
- undertaking monitoring and providing training
- Assisting with internal/external audit reports
- Reviewing PA Dealing and gifts requests
- Analysing conflicts and maintaining policies
- Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
Please Stay Alert to Potential Scams
We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for payment or any financial details as part of the job application process.
If you receive any suspicious messages claiming to be from us or a hiring company, we urge you not to click on any links and not to reply to the message itself.
Instead, please report the message to our support team at support@efinancialcareers.com.
It is advisable to always verify job offers directly with the hiring company.
Boost your career
Find thousands of job opportunities by signing up to eFinancialCareers today.
